NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by anissuer to make a RIS notification required by DR 3.3
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
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1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R;
(ii) a disclosure made in accordance with LR 9.8.6 R(1), or;
(iii) a disclosure made in accordance with section 793 of the Companies act (2006) |
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UNITED UTILITIES GROUP PLC |
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3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
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CHARLES CORNISH |
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N/A |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
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CHARLES CORNISH |
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UNITED UTILITIES GROUP PLC ORDINARY SHARES OF 5 PENCE EACH |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8 |
State the nature of the transaction |
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C CORNISH 16,642 ORD SHARES
SHARE INCENTIVE PLAN 1,350 ORD SHARES
TOTAL 17,992 |
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Exercise of matching share award and special long term incentive scheme over ordinary shares and sale of sufficient shares to cover tax and national insurance liabilities and any dealing costs |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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2,223 MATCHING SHARE PLAN
15,228 SPECIAL LONG TERM INCENTIVE SCHEME
TOTAL 17,451 |
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0.00256% |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
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8919 |
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0.00130% |
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13. |
Price pershare or value of transaction |
14. |
Date and place of transaction |
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Nil cost option on vesting, sold at 537.5p per share |
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17 JUNE 2010, ENGLAND |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
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CHARLES CORNISH 25,174 ORD SHARES
SHARE INCENTIVE PLAN 1,350 ORD SHARES
TOTAL 26,524 (0.00389%) |
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21 JUNE 2010 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
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17 |
Date of grant |
18. |
Period during which or date on which it can be exercised |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
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23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
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JANE GILMORE 01925 237052 |
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Name and signature of duly authorised officerof issuer responsible for making notification
JANE GILMORE, DEPUTY COMPANY SECRETARY
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Date of notification 22 JUNE 2010 |